A: If your school is a first-time participant in the campus-based programs or does not possess a current Program Participation Agreement (PPA) for the Title IV programs, your school must apply for participation to the U.S. Department of Education's School Eligibility Channel (SEC). Schools must use the online application available at http://www.eligcert.ed.gov/.
Your school does not need to establish its eligibility before filing the FISAP by the congressionally mandated October 1 deadline. However, if your school wishes to participate in the campus-based programs in the next award year, you must submit the online PPA applicationalong with all supporting documents required to receive an eligibility and certification determination and receive an OPE Identification number so you can gain access to the eCampus-Based (eCB) system to apply for Campus-Based funds.
Q: Will I need to complete the entire FISAP?A: Not necessarily. To decide what parts must be completed, you must know what your school did last year and what it plans to do next year. The FISAP contains data cells for two separate award years: an Application for funds for the next award year and the Fiscal Operations Report for the prior award year. Because first-time applicants have no spending history, they complete only the Application portion of the FISAP.
Use the following table to determine what parts need to be completed:
For this situation |
Complete these parts |
You are a school requesting funds for |
FISAP, Part I: Identifying Information, Certifications and Warning
|
You are a current Campus-Based |
FISAP, Part I: Identifying Information, Certifications and Warning
|
In addition, if your school is in the process of liquidating its Federal Perkins Loan Fund, or if your school did not receive a Federal Capital Contribution (FCC) for the prior award year but did make loans from the Fund, you must complete the Identifying Information, Certifications and Warning section and the Part III Perkins Loan Program section of the Fiscal Operations Report.
Q: My school has additional locations. Can I complete one application to cover funding for all locations?A: Yes, you may always submit one application. In fact, a school MUST submit one application if the following conditions are true:
You must include data for all eligible locations and make funds reasonably available to all eligible students.
The Department considers locations not included in the ECAR to be non-eligible sites. Therefore, students attending such locations cannot be included in this application or receive aid under these programs.
Schools that have separate ECARs but that are under the same administrative control or ownership have the following options:
OPTION A: Each school may complete a separate application. (Any data you enter in a school's application must not be duplicated in any other school's application).
OPTION B: These schools may combine to complete one application. You must include in your FISAP the name, address, and OPEID Number of each separately eligible school location covered by this application. You must also be able to provide all FISAP data separately for each location if required to do so by an audit or program review. On the bottom of the first page of the Identifying Information screen, you will be asked if you are listing any other separately eligible locations that are included in the application. If you answer yes, you must enter all locations on that screen. Note: Schools that are Title III/V-eligible should not be combined with non-Title III/V-eligible schools. If they are, schools not eligible for Title III/V will prevent eligible schools from receiving a Title III/V waiver.
Q: How do I get access to the FISAP and submit my data?A: You must go online to https://cbfisap.ed.gov. At that site, you can also receive communications from the Department and submit corrections.
To submit your FISAP on the Web, you must have a user ID and password. If you don’t have these, go to the Web site mentioned above and click on the "Log in" button. Then click on the registration link in the left navigation bar and enter the information requested. Once you have registered, you will receive your user ID immediately by e-mail. Your request for access will be submitted to your DPA for approval. Once it is approved, you will receive an e-mail. When your access has been approved by the DPA, return to the site and click "Log in." Enter your user ID and the password you created when you registered. Click "Submit" to access eCB.
Q: What do I do with the combined certification with original signatures?A: In Part I (Identifying Information, Certification and Warning), the Department has combined the anti-lobbying certification with the FISAP signature page. You must print these pages (also called the Signature pages) from FISAP on the Web's "Self-Service" option. Then, have your CEO, President, Chancellor, or Director provide an ORIGINAL SIGNATURE, and retain a copy for your files. Mail the original pages to the following address:
A: No, only once a year. You can check to see if your school's signature page has been received by going to "Self-Service," then to "Submission Log."
Q: When is the FISAP due?A: The FISAP deadline is midnight EDT on October 1, 2009.
Q: When will I hear from the Department of Education?A: The FISAP on the Web offers real-time data validation. The validation feature is designed to provide easy and immediate validation of FISAP data. Once you have selected "Validate," "Validate All," or "Submit," you will receive a validation worksheet detailing any errors identified on your FISAP. (To see the "Submit" link, you cannot currently have selected "Validate" or "Validate All.")
After you correct or explain all edit error messages, you proceed to submission. If you had selected "Validate" or "Validate All," you must click on "Exit Validation," then click on "Submit," and then select the "Continue to Submit" button. If you had selected "Submit," you would simply then click on "Continue to Submit." At this point, your school will receive a submission confirmation listing the date and time the Department received your FISAP. The Department will also let you know your tentative award amount(s) by February 1 and your final award amount(s) by April 1.
Q: What general instructions should I follow when I complete the FISAP?A: Read the FISAP instructions or online Help and the FISAP Desk Reference carefully BEFORE you begin using the FISAP on the Web. The instructions are located at https://cbfisap.ed.gov at the "FISAP Instructions" link on the top navigation bar. Click "Help" on that same bar to access the online Help.
Use actual figures except where estimates are requested. When a dollar amount is requested, use whole dollars only. Do not report cents. The electronic FISAP system will not accept the submission of cents or fractions. Round all figures to the nearest dollar. For example, report $175 if the actual amount in your records is $175.49. Report $176 if the actual amount in your records is $175.50.
Do not report negative amounts in any situation. The FISAP on the Web will accept only positive amounts.
Most calculations are automatically performed for you.
Complete only those items that pertain to your school.
Q: What are important dates in the FISAP award process?A: Submission deadlines and funding schedules follow:
FISAP on the Web available to schools |
By August 1, 2009 |
FISAP Reallocation submission to ED |
By August 21, 2009 |
FISAP submission to ED |
By October 1, 2009 |
FISAP edit corrections due to ED |
By December 15, 2009 |
Tentative awards posted on the Web |
By February 1, 2010 |
Underuse of Funds Waiver Request Deadline |
By February 12, 2010 |
Work Colleges application and agreement to ED |
By March 12, 2010 |
Schools receive waiver request approvals/denials |
By March 15, 2010 |
Final awards posted on the Web |
By April 1, 2010 |
FWS Community Service Waiver Request to ED |
By April 23, 2010 |
A: Once in the validation screen you will need to click "Exit Validation" to go back and navigate the FISAP.
Q: My signature page wasn't received the first time I mailed it. Now what?A: If the Call Center contacts you stating that the signature page hasn't been received, you might have to print another copy, have your school CEO, President, Chancellor, or Director sign it in any ink color except black, and mail it to the address listed in the document as soon as possible.
Q: I'm having trouble accessing the FISAP; what can I do?A: There are a few things you should check:
A: Wait 30 minutes and your account should unlock.
If none of these is an issue, please contact the Campus-Based Call Center at 1-877-801-7168 and see if that staff can help you diagnose the problem.
A: You will need to open your FISAP report and study it to try and determine if the reduced funding was due to unexpended award money or misreported tuitions and fees, enrollment, eligible aid applicants, etc. Generally speaking, there are three main reasons for a change in your level of funding. First, if you have an underuse of funds in the prior year that exceeds 10 percent of your allocation(s) for that year, a penalty will be assessed and your award will be reduced, unless you have requested and received a waiver. Second, if the amounts in your application (Part II) went down, particularly the eligible aid applicant data, your need was reduced from last year, and you might have one or more decreased awards. The third reason is related to the national totals used in the calculations. If the total national need figure increased by a greater percentage than your school's need, then your fair share of the amount available will be reduced. If you can't determine the cause, contact the Campus-Based Call Center at 1-877-801-7168; that staff can research the change for you.
Q: How are my campus-based awards calculated?A: Awards are calculated using the formulas set forth in the Higher Education Act (HEA). For a line-by-line explanation of the worksheets, refer to the "Explanation of Worksheets" attachment to Dear Colleague Letter for Tentative Funding Levels, posted on the IFAP Web site at http://www.ifap.ed.gov/. Tentative funding level notifications are posted to the eCB Web site by February 1 each year. Final awards are posted by April 1 each year.
Schools' awards are calculated using base guarantees and a fair share formula.
Base Guarantees
For schools that participated in FWS and/or FSEOG during the 1999-2000 award year, the base guarantees equal the base guarantee plus the pro rata share the school received in the 1999-2000 award year for each program it participated in. These 1999-2000 base guarantees equal the expenditures a school had in the 1985-1986 award year or, for those schools that began participation after 1985-1986, equal the base guarantees calculated after 1985-1986.
For schools that participated in Perkins during the 1999-2000 award year, the base guarantees equal the schools' conditional guarantees for the 1999-2000 award year multiplied by the schools' cohort default penalty factor for the 1999-2000 award year, then multiplied by a reduction factor of 60.77 percent. The 1999-2000 conditional guarantees represent schools' highest Perkins allocations during the 1985-1986 award year.
Schools that began participation after 1999-2000 have their base guarantees calculated using a formula for the first three years of participation, after which the base guarantees become fixed. These new base guarantees are calculated by multiplying a school's enrollment by the average campus-based expenditures at other like-type schools.
Fair Share Formula
The second part of the formula involves a fair share calculation. A need figure is calculated for every school and represents the amount of funds students need to attend the school for a year, factoring in Expected Family Contributions. A fair share amount is then calculated that represents that portion of the funds the school would receive if funds were distributed using the school's need figure compared to the need of all participating campus-based schools. The "shortfall" figure is the fair share amount that has not been funded through the base guarantee. After base guarantees are funded, the remaining appropriation is used for the fair share calculation. The fair share money is distributed using the shortfall ratio just mentioned, which is the school's shortfall compared to the shortfall of all the schools.
For FSEOG only, a LEAP/SLEAP figure and a Pell Grant expenditure figure are subtracted from a school's need. The LEAP/SLEAP figure represents the Department's funding to states that make grants to colleges with this money. The Pell Grant expenditure figure represents Pell awards made during the Fiscal Operations Report year. Both figures reduce the school's need because they represent federal funds given to students to pay for school.
A: You can modify it at any time before December 15th without prior approval. If changes are necessary after December 15th, you must receive approval from the Department before submitting the change. Always check the "Submission Log" to confirm your submission has been completed. But, be aware of the deadlines (located on the login page), as certain data changes may affect your funding. For example, without approval from the Department, you may not ask for an increase in the Request for Funds in Part II after tentative awards are calculated in late January. You may, however, request a decrease in funds without prior approval from the Department. If you find you need to change your request figure(s), you should contact the Campus-Based Call Center for guidance.
Q: How can I tell that you've received my FISAP? Or my Reallocation Form?A. To verify your school's submission, log into the eCB Web site, select the "Self-Service" link on the top navigation bar, and scroll to the "Acknowledgements" section. Then, select "Submission Log" to view the log and verify the date and time of your submission of the FISAP or the Reallocation Form.
Q: How do I print my FISAP?A: From the "Self-Service" page you can either print the "Working Version," in parts, or the entire report. If you are having problems, check to see if you are using the most current versions of Adobe Acrobat Reader and Internet Explorer. If you are still having problems, try clearing your browser's cache by selecting "Tools," then "Internet Options," and then clicking on the "General" tab. Afterwards, select "ok," then "ok" again to complete the cache clearing. You can also print the submitted version.
Q: How can I view my FISAP from the last several years?A: FISAP on the Web currently shows FISAP data for only the last six years in addition to the current year:
At this time, schools do not have access to prior year data beyond what is listed here. You may telephone the Campus-Based Call Center at 1-877-801-7168 and request that a copy of other prior year information be mailed or faxed to you.
Q: How do I change years in my FISAP?A: You need to be on the "Setup" page, where you will find a "Change Years" dropdown box and a "Change Years" button. Use the dropdown box to change the year, then click on the "Change Years" button.
Q: When will the statement of account be posted to the eCB site?A: By April 1, 2010 for the 2010-2011 awards.
Q: How do I find my award notification? Or my Reallocation supplemental award notification?A: Award notifications are posted to the FISAP on the Web's "Self-Service" page under "Statements of Accounts." Supplemental Awards are in the same place.
Q: How do I increase my Perkins Level of Expenditure (LOE)?A: Contact the School Participation Team assigned to your region. You can find the team nearest you at http://ifap.ed.gov/ifap/helpContactInformationDetailedList.jsp?contactname=School%20Participation%20Teams.
Q: How do I get a copy of my Title III/V non-matching waiver letter?A: Your waiver information should be posted on the "Self-Service" page under "Campus-Based Notifications for All Available Award Years." If it is not there, contact the Campus-Based Call Center at 1-877-801-7168 for information.
A: The procedures for liquidating your Perkins Loan Fund are in Dear Partner Letter CB-00-5, which is posted on http://www.ifap.ed.gov/dpcletters/doc0672_bodyoftext.htm in the "Archived Publications" section.
This document will give you information about assigning your outstanding loans to the Department for collection, returning the federal share of your cash on hand, preparing a final Perkins Loan Report, and submitting a closeout audit. You can also find more information specific to the assignment process in DPL CB-03-12.
A: The JLD Program is part of the Federal Work-Study (FWS) Program. Its goal is to locate and develop off-campus jobs for currently enrolled students who want jobs, regardless of their financial need. The Program encourages students to participate in community service activities. A school is allowed to use part of the federal funds it receives under the FWS Program to establish or expand a JLD Program.
Q: What is the dollar limit on the FWS federal funds that may be used for the JLD Program?A: A school may use up to the lesser of $75,000 or 10 percent of its total FWS allocation to establish or expand a JLD Program.
Q: Does the JLD Program require a school to provide a non-federal share?A: Yes. When a school participates in the JLD Program, federal funds may pay up to 80 percent of the allowable costs. The school must provide the remaining 20 percent of allowable costs, either in cash or in services. The school's 20 percent share may be either (1) 20 percent of each allowable cost, or (2) varying percentages of allowable costs, as long as the school's total expenditures of school funds and/or provision of services equals at least 20 percent of the total allowable costs for the JLD Program. The school must maintain records that indicate the amount and sources of its share. The fiscal procedures and records requirements for JLD are the same as those for the FWS Program.
Q: Does the JLD Program provide for a waiver of the non-federal share requirement?A: No. Unlike the non-federal share requirement for FWS earnings, the JLD non-federal share requirement cannot be waived.
Q: What are allowable costs of carrying out the JLD Program?A: Allowable costs include
A: Costs related to purchasing, constructing, or altering the facilities that house a JLD project. Indirect administrative costs also are not allowable. One example of an indirect administrative cost is a portion of the salary of someone who is not directly involved in the program, such as the JLD director's supervisor. Other examples of indirect administrative costs are lighting, heating, or custodial costs incurred as part of the normal operations of the facility in which the JLD Program is administered, such as the financial aid or placement offices.
Q: When a school currently participating in the FWS Program wants to participate in the JLD Program, must it make prior contact with the Department or have its Program Participation Agreement (PPA) revised?A: No. The fact that the school has an executed PPA for the FWS Program means the school is also able to participate in the JLD Program without any prior contact with the Department or revision to its PPA. Under the PPA, the school agrees to administer the JLD Program according to the appropriate statutory and regulatory provisions.
Q: If a school participates in the JLD Program, is there any information a school must provide to the Department?A: Yes, on the FISAP, the school must provide information about its total JLD expenditures, federal expenditures for JLD, school expenditures for JLD, number of students for whom jobs were located or developed, and total earnings for those students.
Q: Under the JLD Program, must a school generate a certain amount of student wages?A: Yes. It must locate and develop jobs that generate total student wages exceeding the total amount of the federal funds spent under the JLD Program.
Q: May a school participating in FWS enter into a written agreement with other participating schools to establish and operate a JLD Program?A: Yes. The agreement must designate the JLD Program's administrator and must specify the program's terms, conditions, and performance standards. Each school that is part of the agreement retains responsibility for properly disbursing and accounting for the federal funds it contributes under the agreement. For example, each school must show that its own students have earned wages that exceed the amount of federal funds the school contributed to locate and develop those jobs.
Q: What types of organizations should a school contact to locate and develop jobs through the JLD Program?A: Either a for-profit or nonprofit employer.
Q: May the JLD Program be used to locate and develop jobs for FWS students?A: Yes. Federal JLD funds are to be used to pay the school's costs of establishing and administering the JLD Program, under which jobs are located and developed for FWS and non-FWS eligible students. However, using JLD funds to find jobs only for FWS students would not satisfy the statutory requirement to expand off-campus jobs for currently enrolled students who want jobs, regardless of financial need.
Q: May JLD Program funds be used to locate and develop jobs at the school or at other eligible schools?A: No. JLD funds can only be used to locate and develop jobs off campus.
Q: May JLD funds be used to pay students whose jobs were located and developed through the program?A: No.
Q: May a school employ FWS and non-FWS students as staff in the JLD Program?A: Yes. The prohibition against using JLD funds to locate and develop jobs at any school does not include hiring students to work as staff for the JLD Program itself, because the JLD staff jobs were not located and developed with JLD Program funds.
Q: May federal JLD funds be used to pay the non-federal share of wages FWS students earn while working as staff in the JLD Program?A: No. Any funds allocated under the FWS Program may not be used to pay the non-federal share of FWS compensation to students. However, since JLD allowable costs include staff salaries, the school would pay, with its own funds, the non-federal share of wages FWS students earn while working as staff in the JLD Program. The school would count those funds in meeting the minimum 20 percent institutional share requirement.
Q: Under the JLD Program, may the school locate and develop jobs for students to obtain upon graduation?A: No. The program locates and develops off-campus employment opportunities for students during and between periods of school attendance.
Q: Does the JLD Program encourage locating and developing jobs that provide community services?A: Yes. The JLD Program encourages participation in community service activities. Further, the program description notes that funds are to be expended to establish or expand a program to locate and develop jobs, including community service jobs. However, the JLD Program does not have a specific minimum community service requirement, as does the FWS Program.
Q: Does the JLD Program have a requirement similar to the one for the FWS Program that jobs, to the maximum extent practicable, complement and reinforce students' educational programs or vocational goals?A: Yes. Under the JLD Program, jobs located and developed must be suitable to the students' scheduling and other needs and, to the maximum extent practicable, must complement and reinforce students' educational programs or vocational goals.
Q: May the jobs located and developed under the JLD Program be full time?A: Yes.
Q: May jobs located and developed under the JLD Program be a substitute for employed workers?A: No. Jobs must not displace employees or impair existing service contracts.
A: The school may use FWS federal funds to pay the federal share of FWS student wages, to carry out certain administrative activities, and to pay the cost of certain activities under the Job Location and Development Program and the Work Colleges Program. The school may also transfer a portion of its FWS federal funds to its Federal Supplemental Educational Opportunity Grant (FSEOG) Program.
A: Except for certain waivers allowed under FWS regulations, the federal share of FWS wages paid to students employed by other than a private for-profit organizationor, in some cases, a nonprofit organization that cannot pay the regular non-federal sharemay not exceed 75 percent. The non-federal share of FWS wages must be at least 25 percent. A school may use any resource available to pay its share of FWS compensation except federal funds allocated under the FWS Program or other sources that would prohibit such use. The school's share may come from its own funds, from outside funds (such as from an off-campus agency), or from both. The school also has the option of paying its share of a student's FWS wages in the form of a non-cash contribution of services or equipment (e.g., tuition and fees, room and board, and books and supplies).
The federal share of FWS wages paid to students employed by a private for-profit organization may not exceed 50 percent. The private for-profit organization must contribute the non-federal share of funds.
When a public or private nonprofit organization is unable to pay the regular non-federal share of 25 percent, a school may pay a federal share up to 90 percent of wages earned by FWS students employed by that organization. The 90 percent federal share is limited to no more than 10 percent of the students paid under the FWS Program, excluding students who have been employed as reading/math tutors or in family literacy projects.
Q: Under what circumstances are the FWS institutional-share requirements for student wages waived?A: Title III/V Schools - The Department may authorize a federal share of 100 percent of FWS compensation earned by a student at schools designated as eligible under the Developing Hispanic-Serving Institutions Program (Part 606); Strengthening Institutions Program, American Indian Tribally Controlled Colleges and Universities Program, and Alaska Native and Native Hawaiian-Serving Institutions Program (Part 607); Strengthening Historically Black Colleges and Universities Program (Part 608); or Strengthening Historically Black Graduate Institutions Program (Part 609). The school may request an increased federal share for an award year on the FISAP for that year. However, the amount the school receives depends on the funding formula. The work the student performs must be for the school itself, for a federal, state, or local public agency, or for a private nonprofit organization.
B: Reading Tutors of Children - The Department will authorize a federal share of up to 100 percent of the compensation earned by a FWS student employed as a reading tutor of preschool-age children and children in elementary school or employed in performing family literacy activities. The FWS student must perform the work for the school itself; for a federal, state, or local public agency; or for a private nonprofit organization. The school does not have to request a waiver from the Department. To meet its community service requirements, a school must employ at least one FWS student as a reading tutor or in a family literacy project that qualifies as community service. Since most reading tutor placements also meet the definition of community service, schools can meet the FWS Program's community service expenditure requirement.
C: Mathematics Tutors of Children - The Department will authorize a federal share of up to 100 percent of the compensation a FWS student earns while employed as a mathematics tutor of children from elementary through ninth-grade levels. The FWS student must perform the work for the school itself; for a federal, state, or local public agency; or for a private nonprofit organization. The school need not request a waiver from the Department.
D: Civic Education and Participation Activities - The Department will authorize a federal share of up to 100 percent of the compensation for FWS students who work on projects that teach civics in schools, raise awareness of government functions or resources, or increase civic participation.
Q: Are there any limitations on the waivers of the institutional-share requirement for the FWS Program?A: Yes. Waivers apply only to the non-federal share of student wages. Employers are still responsible for the employer's share of Social Security, workers' compensation, retirement, or any other welfare or insurance program the employer must pay for an employee, and for any fringe benefits. A school also must ensure it provides the proper federal and non-federal shares for any portion of its FWS allocation expended under the provisions governing student employment provided by a private for-profit organization (50 percent federal-share limitation). Similarly, the school must provide the proper federal and non-federal shares for administering the Job Location and Development Program (80 percent federal-share limitation). The non-federal share requirement for these two categories of FWS expenditures may not be waived.
Q: For those cases where a waiver of the institutional-share applies, may a school still provide a share?A: Yes.
A: It is defined as services identified by an institution of higher educationthrough formal or informal consultation with local nonprofit, governmental, and communitybased organizations-that are designed to improve the quality of life for community residents, particularly low-income individuals, or to solve particular problems related to their needs. Services may include (1) work in such fields as health care, child care, literacy training, education (including tutorial services), welfare, social services, transportation, housing and neighborhood improvement, public safety, crime prevention and control, recreation, rural development, and community improvements; (2) work in service opportunities or youth corps as defined in section 101 of the National and Community Service Act of 1990, and service in the agencies, institutions, and activities designated in section 124(a) of that Act; (3) support services to students (other than a school's own students) with disabilities; and (4) activities in which a student serves as a mentor for such purposes as tutoring, supporting educational and recreational activities, and counseling, including career counseling.
Q: What is the required amount of FWS federal funds a school must use for community service activities?A: There are two amounts: First, a school must use at least 7 percent of its FWS federal allocation for an award year to pay for the federal share of wages to students employed in community service jobs for that year. Second, in meeting this 7 percent community service requirement, one or more of the school's FWS students must be employed as a reading tutor for children in a reading tutoring project or must be performing family literacy activities in a family literacy project. However, when a school receives reallocated FWS funds, the minimum amount of FWS federal funds the school must expend on community service jobs is the greater of (1) 7 percent of the adjusted allocation (initial plus supplemental, minus any amount returned on the Reallocation Form or reduced due to a recalculation) or (2) the amount of the reallocated FWS funds.
Q: May on-campus jobs meet the definition of community service?A: Yes, provided the services are open and accessible to the community. A university or college is not considered a community in and of itself. A service considered open to the community is one that is publicized to the community, and the general public uses the service. If the service is provided only to students, faculty, staff, and their families, the job does not meet the definition of community service under the FWS Program. For example, it would be acceptable for a school to employ students in services located on campus (e.g., tutoring centers or child care centers) if such services are also open to the community. It would also be acceptable for a school to employ students in services at various sites in the community if the school opens the services to the community. In addition to the general public, students, faculty, staff, and their families may also use the services.
Q: Under what circumstances will the Department grant waivers of the requirement that schools must use at least 7 percent of their total FWS allocation for paying FWS students performing community service?A: A school may request a waiver in writing. The Department grants approval only if it determines the school has demonstrated that meeting the requirement would cause a hardship for the school's students. A school's difficulty in complying with this provision is not a basis for granting a waiver.
To allow flexibility when considering valid reasons for a waiver, the Department does not specify the particular circumstances that would warrant a waiver. However, the Department has approved a limited number of waivers for schools that (1) have a very small FWS allocation, (2) are located in rural areas where availability of qualifying jobs and/or transportation are issues, or (3) have such specialized study that students have extensive curriculum and classroom workloads.
Q: How do we submit a waiver request?A: The FWS Community Service Waiver request will be found in the "Setup" section of the FISAP on the Web. The request and justification must be submitted electronically. Additional information will be available on the IFAP Web site by March 23, 2010.
Q: For off-campus employment, may a FWS student be paid for the time spent traveling or be reimbursed for travel expenses?A: Only if it is a community service job. A school is allowed to pay students for a reasonable amount of time spent for travel to and from work that is directly related to employment in community service activities. However, a school will not be able to directly reimburse students for travel expenses such as gas or bus fare. The time spent for travel must be reported on the student's FWS time record in the same way hours actually worked are reported. The time record should separate the time spent in travel from the actual hours worked.
Q: May a student employed in a community service activity under the FWS Program work with non-paid volunteers?A: Yes. However, a FWS student may not provide voluntary services to an employer. The Fair Labor Standards Act of 1938, as amended, prohibits employers (including postsecondary institutions) from accepting voluntary services from any paid employee. Any student employed under FWS must be paid for all hours worked.
Q: If a student is employed with an agency or organization that provides community services, must that student have a job description that identifies the work to be performed as meeting the definition of community service?A: Yes. As with any FWS position, the school must have a job description that includes the position's duties and responsibilities. In determining whether the service is community service, the school must always consider whether the service the FWS student provides benefits primarily the community as opposed to the agency or school. For example, if a private nonprofit agency hired a FWS student to take care of the grounds at a public park, that job would be community service. However, if the FWS student was hired to take care of the grounds for the private nonprofit agency's administrative offices, that job would not be community service.
Q: Must the service provided be "direct" in order to meet the definition of community service?A: No. The job duties must provide services designed to improve the quality of life for community residents or solve particular problems related to their needs. The Department has provided flexibility for schools to determine which jobs provide service to the community. The Secretary does not intend to indicate that certain activities are more important than others or that only jobs that have "direct" contact with community members are acceptable. For example, a FWS student working for a "meals on wheels" program for the elderly may prepare those meals without any direct contact with the community recipients.
Q: In an off-campus community service job, who will be responsible for the employer's payment of Social Security or workers' compensationthe school, or the public agency or private nonprofit organization?A: The school must enter into a written agreement with the agency or organization. The agreement sets forth the FWS work conditions and establishes whether the school, or the public agency or private nonprofit organization will be the employer. The agreement must also indicate whether the school, or the public agency or private nonprofit organization will pay the students. The agreement may require the employer to pay the non-federal share of earnings and the required employer costs, such as the employer's share of Social Security or workers' compensation.
Q: Has the Department developed a sample contract to use with outside agencies employing FWS students in community service jobs?A: Yes. A model appears in the FSA Handbook as an appendix to Volume 6. This agreement is a suggested model for developing a written agreement between a school and a federal, state, or local public agency, or a private nonprofit organization that employs students participating in the FWS Program. As stated in the model, schools and agencies or organizations may devise additional, or substitute, paragraphs consistent with the statute and regulations and may add any pertinent information that orients the agreement towards community service.
Q: Do private for-profit organizations qualify as employers for meeting the 7 percent community service requirement under the FWS Program?A: No. The statute does not allow such organizations to qualify as employers.
Q: What is the Department's definition of a "reading tutor" for purposes of the waiver of the institutional-share requirement under the FWS Program?A: The Department has provided flexibility for schools to determine a reading tutor's job description and duties. Therefore, the Department is not providing a definition of a "reading tutor" for the FWS Program. The FWS regulations provide, however, that for a school to obtain a waiver of the FWS institutional-share requirement for students employed as reading tutors, the students must be tutoring preschool-age children or children in elementary school. For example, a FWS student reading to a group of preschoolers in a public library would meet this requirement.
Q: Must FWS students employed as reading tutors of children meet certain statutory or regulatory educational standards or qualifications for purposes of the waiver of the FWS institutional-share requirement?A: No. However, it is very important that FWS reading tutors have adequate reading skills.
Q: Do the FWS students hired as reading tutors of children need to be trained?A: Yes; students should be well-trained before they tutor. When FWS students receive training from a reading specialist, or expert, for sufficient duration and intensity, they are more likely to be successful with the child they are helping learn to read. In addition, tutor training should emphasize the importance of the reading tutor communicating with the regular classroom teacher to maximize effectiveness. For example, it is important for FWS reading tutors to be trained in a way that builds on the child's in-class reading program. The amount and type of training for reading tutors will often vary depending on the child being tutored; for example, a preschool-age child will have needs different from a third-grader; a child with a disability will have different needs from a child without a disability.
Q: Must the reading tutoring of children be held only in a school setting to qualify for the waiver of the FWS institutional-share requirement?A: No. It could take place at a public library or a community center.
Q: Must the reading tutoring of children take place only during the regular school hours of the children?A: No. It may also take place after school, on weekends, or in the summer. The school may construct its own reading tutor program or join existing community programs.
Q: Is the waiver of the FWS institutional-share requirement for reading tutors of children only for one award year?A: No. The waiver has been available since the 1997-1998 award year. It would take a regulatory change for the waiver to be removed; no such change is contemplated.
Q: May students employed as reading tutors under the FWS Program tutor children in parochial schools?A: Yes, under certain conditions. A parochial school may be eligible for a 100 percent federal share if it is classified as a private, non-profit school by the Internal Revenue Service or a state taxing body. Under the statutory and regulatory requirements for the FWS Program, the work may not involve constructing, operating, or maintaining any part of a building used for religious worship or sectarian instruction. Also, students employed as reading tutors may not use religious material to tutor the children.
Q: Do FWS reading tutors for children need to have background checks performed before tutoring?A: Neither the FWS statute nor regulations cover background checks. However, some state and local jurisdictions require such checks. Further, requirements will vary according to the agency or organization involved. For example, public schools may require, for the safety of the children and for insurance purposes, that its employees have background checks.
Q: Does the reading tutoring of children have to be one-on-one or may it be done in groups?A: One-on-one or in a group.
Q: Under the waiver, is there any limit on the amount of funds a school can spend from its FWS allocation to pay FWS students employed as reading tutors of children?A: No. A school may spend any portion of its FWS allocation to pay FWS students employed as reading tutors of children; the federal share may be up to 100 percent.
Q: May the JLD Program be used to locate or develop jobs for FWS students as reading tutors of children?A: Yes. However, using JLD funds to find jobs only for FWS students would not satisfy the statutory requirement to expand off-campus jobs for currently enrolled students who want jobs, regardless of financial need.
Q: Since the definition of an elementary school varies from state to state, will the Department provide guidance to schools on the maximum grade level for elementary school for purposes of the waiver of the FWS institutional-share requirement for tutoring children in reading?A: No. Because state laws vary in their definition of elementary school, the Department will not interfere with a state's determination of what constitutes children who are in elementary school. In some states, elementary school ends after the sixth grade. Other determinations also exist.
Q: Does the job of a reading tutor of children always satisfy the community service requirement?A: No. Some reading tutor jobs might qualify for a waiver of the FWS institutional-share requirement but not qualify as part of the 7 percent community service requirement. An example would be a school that employed FWS students to tutor young children in that school's day care center, but the only children in the day care center are those of the school's students, staff, and faculty.
Q: May students be paid FWS wages while they are training for positions as reading tutors of children?A: Yes, under limited circumstances. Every job consists of some type of training, whether formal or informal. Therefore, FWS students would be eligible for wages during a training period conducted for a reasonable length of time, not to exceed approximately 20 hours.
Q: Do the FWS student's wages qualify for a federal share of up to 100 percent while that student is being trained as a reading tutor of children?A: Yes, under limited circumstances. The Department considers a necessary training period conducted for a reasonable length of time to be important for the job of a reading tutor of children.
Q: Would a FWS student's wages qualify for a federal share of up to 100 percent if that student is training reading tutors of children or performing administrative tasks related to supporting other people who are actually providing the reading tutoring?A: No, such wages would require an institutional share. The waiver of the FWS institutional-share requirement is only for a student employed as a reading tutor of preschool-age children and children in elementary school.
Q: May a reading tutor of children be paid with a federal share of up to 100 percent for preparation and evaluation time as well as actual tutoring time?A: Yes. The Department expects that all work performed under the FWS Program will meet FWS Program requirements and that students will be compensated for a reasonable amount of time to perform various activities necessary to accomplish their reading tutoring jobs.
Q: How does the school determine whether the waiver for reading tutors of children applies when a FWS student spends only part of his or her work time tutoring children to read (including preparation and evaluation time for the tutoring)?A: The waiver of the FWS institutional-share requirement for working as a reading tutor of children does not apply during the time when a FWS student is working at a job other than tutoring. For example, suppose a FWS student spends only half of his or her time working as a reading tutor of children (including preparation and evaluation time), and the rest of the time is spent on performing non-tutoring tasks. That FWS student may be paid 100 percent federal funds only for half the time; the other half must be paid for with a maximum of 75 percent federal funds and a minimum of 25 percent non-federal funds.
Q: May a school use its administrative cost allowance (ACA) to cover the costs of training the reading tutors of children?A: Yes.
Q: When employing students as reading tutors of children in local school districts, may schools use a portion of their ACA to cover expenses not incurred with other organizations?A: Yes. For example, to work in one local school district, all employees must undergo a background check and be fingerprinted at a cost of $40.00 per employee. If a school district requires such a clearance check and fingerprinting, the costs of such activities would be considered necessary in the operation of the FWS Program and may be charged to the school's ACA. Another example would be the costs for FWS students to be inoculated.
Q: Beyond the ACA funds, does the FWS Program provide for any special funding for technical assistance and training of reading tutors of children?A: No.
Q: What documentation must the school keep as support for the waiver of the FWS institutional-share requirement for students employed as reading tutors for children?A: The school must be able to identify the FWS students who performed the reading tutoring of children and must be able to provide job descriptions for those students. In addition, the school must have records to support the hours worked and the amount paid to the FWS students who were reading tutors.
A: No. However, there are certain restrictions. An internship or practicum that is part of a student's degree requirement does not qualify as a job under the FWS Program, unless the employer normally pays all other persons who hold the same position or has paid all other persons who have held that position in the past. If the employer normally pays or has paid these persons, the internship or practicum qualifies as a FWS job. An example of an internship that normally does not qualify as a FWS job is student teaching. A student who receives academic credit for a FWS job should not be paid any less than if he or she received no academic credit. A student may not be paid under the FWS Program for receiving instruction in a classroom, laboratory, or other academic setting.
A: Yes. A student may be employed during the summer or equivalent vacation period or during a cooperative education program's full-time work period. To be eligible for this employment, a student must be planning to enroll or reenroll at the school for the next regular session. The school must determine the amount of the student's earnings during this period of non-enrollment that is to be applied to the student's cost of attendance (attributed earnings) for the next period of enrollment.
Q: If a student's eligibility for FWS employment during the summer was based on anticipated enrollment in the subsequent term, and that student fails to attend, what is the school's responsibility?A: When a student fails to attend the subsequent term, the school must be able to demonstrate that the student was eligible for employment and that the school had reason to believe the student intended to study at that school in the next term. At a minimum, the school must keep a written record in its files showing that the student had accepted the school's offer of admittance in the upcoming session.
Q: How does a school determine the amount of a student's earnings during a period of non-enrollment that must be applied to the student's cost of attendance for the next period of enrollment?A: From the student's gross earnings, the school would subtract the taxes and job-related costs the student pays and apply the remaining earnings to the student's cost of attendance for the next period of enrollment.
Q: What job-related costs are allowed during periods of non-enrollment?A: Costs a student incurs because of his or her job, such as costs for uniforms and transportation to and from work. In some circumstances, room and board costs may be considered job-related costs (for example, during vacation periods, if the student is paying those costs only because he or she has a FWS job). However, to provide FWS employment only to meet a student's subsistence costs during a period of non-enrollment would not be in keeping with the program's statutory purpose.
Q: Is a student allowed to have a FWS job during a period of non-enrollment in the summer if that job is located outside the state where his or her school is located?A: Yes. For a school that has off-campus agreements, the Department recommends that appropriate school staff periodically visit each organization with which it has such an agreement to determine whether students are doing appropriate work and whether the terms of the agreement are being fulfilled. However, if such visits are not feasible because of distance and cost, the school can and should use alternative methods to ensure the prudent management of the FWS Program. For example, the school might have periodic conference calls with the supervisor and student or receive reports on the work performed. Such jobs are an excellent means of satisfying a school's 7 percent requirement to employ students in community service jobs.
A: A family literacy program integrates four components. It provides (1) literacy or pre-literacy education for children, (2) literacy training for parents or caregivers of children in the program, (3) a means of equipping parents or caregivers with the skills needed to partner with their children in learning, and (4) literacy activities between parents or caregivers and their children. Note that the fourth component could be met in a variety of ways. For example, parents can engage in literacy activities with their children at the family literacy center, parents can be given assignments and materials that they and their children can work with together at home, or reading activity nights with parents and children can be organized at the local library.
The definition above is consistent with the Even Start and Head Start definitions of family literacy programs. The family literacy concept considers the family as a "school" for education and learning and the parents as their children's first teachers. The family literacy concept also is based on the premise that an investment in the education of adults in a family is, simultaneously, an investment in improving the chances for academic success for the children in that family.
Q: Are all four components necessary to meet this definition of a family literacy program?A: Yes. All four components must be included for the FWS family literacy institutional-share waiver to be applicable.
Q: What conditions must be met for a position to qualify under the waiver of the FWS institutional-share requirement for tutors in a family literacy program?A: Since July 1, 1998, the Department has authorized a federal share of up to 100 percent of the compensation earned by a FWS student employed as a tutor in a family literacy program that provides services to families with preschool-age children or children who are in elementary school. The work must be performed by the FWS student for the school itself; for a federal, state, or local public agency; or for a private nonprofit organization. The school does not have to ask the Department for this waiver.
Q: For purposes of the FWS family literacy institutional-share waiver, may a FWS student tutor in a family literacy program in which two or more community entities work together to provide the full range of family literacy services?A: Yes. However, the entities working together must provide all four components of a family literacy program. Many family literacy programs consist of a children's school or center collaborating with an adult literacy program to provide the full range of family literacy services.
Q: What is the Department's definition of family literacy activities for purposes of the FWS community service expenditure requirement or the institutional-share waiver?A: The Department has provided schools flexibility in determining a tutor's job description and duties. Therefore, the Department is not providing a definition of family literacy activities for the FWS Program
Q: For purposes of the FWS family literacy institutional-share waiver, may the FWS student working in a family literacy program tutor children or adults in areas other than reading?A: Yes. This family literacy waiver is not restricted to providing assistance in reading skills. For example, the FWS student may provide tutoring assistance in math readiness, the use of computers, and other areas covered by the family literacy program. These examples are not meant to be an exhaustive list of topics.
Q: Would a FWS student's wages qualify for a federal share of up to 100 percent if that student is performing administrative tasks related to supporting other people who are actually providing the tutoring in a family literacy program?A: No, such wages would require an institutional share. The waiver of the FWS family literacy institutional-share is only for a student employed as a tutor in a family literacy program that provides services to families with preschool-age children or children who are in elementary school.
Q: What is the meaning of preschool-age children for purposes of the FWS family literacy institutional-share waiver?A: Preschool-age children are children from infancy to the time at which the state provides elementary education. The FWS family literacy institutional-share waiver is available for tutoring in programs that provide services to families with those children.
Q: Since the definition of an elementary school varies from state to state, will the Department provide guidance to schools on the maximum grade level for elementary school for purposes of the FWS family literacy institutional-share waiver?A: No. Because state laws vary in their definition of elementary school, the Department will not interfere with a state's determination of what constitutes children who are in elementary school. The school should check the maximum grade level for elementary school with the appropriate state agency.
Q: How would a school substantiate that a program selected for FWS employment meets the Department's definition of a family literacy program?A: All federally funded Even Start and Head Start programs meet the definition of a family literacy program. If an official of another family literacy program provides a signed letter stating that program provides all four components outlined in the first Q&A under FWS Family Literacy above, that statement would be sufficient.
Q: May a FWS student employed as a tutor in an off-campus family literacy program be paid for the time spent traveling to and from the job or be reimbursed for such travel expenses?A: Only if it is a community service job. A school is allowed to pay students for a reasonable amount of time spent for travel to and from work that is directly related to employment in community service activities. However, a school will not be able to directly reimburse students for travel expenses such as gas or bus fare. The time spent for travel must be reported on the student's FWS time record in the same way hours actually worked are reported. The time record should separate the time spent in travel from the actual hours worked.
Q: Must FWS students employed as tutors in family literacy programs meet certain statutory or regulatory educational standards or qualifications for purposes of the FWS family literacy institutional-share waiver?A: No. However, it is very important that FWS students employed as such tutors have adequate reading, writing, and other basic skills.
Q: Do FWS students hired as tutors in a family literacy program need to have training that addresses the special needs of family literacy?A: It is strongly recommended that FWS students be well-trained before they tutor. Training should be appropriate for the specific age groups and the needs of those individuals with whom the tutor will be working. For family literacy training, the Department encourages schools to approach existing family literacy programs that have reading specialists or experts working with them who can provide this training. Schools may wish to coordinate training with reading specialists on their own campus.
Q: Do the FWS student's wages qualify for a federal share of up to 100 percent while the student is being trained to tutor in a family literacy program?A: Yes, under limited circumstances. A training period, conducted before the FWS student begins tutoring and for a reasonable and limited length of time, would be important for the job as a tutor in a family literacy program. The Department would consider a training period that does not exceed approximately 20 hours to be reasonable.
Q: May a tutor in a family literacy program be paid with a federal share of up to 100 percent for preparation and evaluation time, such as weekly meetings held with other tutors?A: Yes, as long as the time spent for this purpose is reasonable. The Department expects that all work performed under the FWS Program meet FWS Program requirements and that students will be compensated for a reasonable amount of time to perform various activities necessary to accomplish their tutoring jobs. For example, the Department would consider attending evaluation and preparation meetings once a week for approximately one hour to be reasonable. The Department wants to give some flexibility because of the value of evaluation and preparation time. However, the goal is to spend the funds for FWS students to interact with the families and their children, not for other activities.
Q: May a FWS student tutor only adults or only children in a family literacy program, or does the student have to tutor both the adults and their children?A: To qualify for the FWS family literacy institutional-share waiver, the FWS student can tutor the parents or caregivers, the children, or both. For example, a FWS tutor can work with only parents in a family literacy program if others in the program are providing the remaining family literacy components.
Q: Are there any circumstances in which the FWS student can tutor an adult who is not a parent or caregiver and still have the student's wages qualify for a federal share of up to 100 percent?A: Yes. In a group tutoring session primarily attended by parents or caregivers of preschool-age children or children who are in elementary school, the FWS student may also tutor some adults who do not have children.
Q: May a FWS tutor spend a percentage of his or her hours working in a children's reading tutoring program and a percentage in a family literacy program?A: Yes. A FWS tutor may spend a percentage of his or her time in both programs.
Q: Must the tutoring sessions in a family literacy program be held only in a school setting to qualify for the FWS family literacy institutional-share waiver?A: No. The tutoring could take place, for example, at a public library, a community center, or a day care center. These examples are not meant to be an exhaustive list.
Q: Is the FWS family literacy institutional-share waiver only for one award year?A: No. The FWS family literacy institutional-share waiver has been available since the 1998-1999 award year.
Q: Is there any limit on the amount of funds a school can spend from its FWS allocation to pay FWS students employed as tutors in family literacy programs?A: No. A school may spend any portion of its FWS allocation to pay FWS students employed as tutors in family literacy programs, with a federal share of up to 100 percent. In addition, placing students in jobs as tutors in family literacy programs is, in many instances, an important way for schools to meet the FWS Program's community service expenditure requirement.
Q: Does the job of tutoring in a family literacy program always satisfy the community service requirement?A: No. Some tutoring jobs might qualify for the FWS family literacy institutional-share waiver but not qualify as part of the 7 percent community service requirement. One example would be a school that employed FWS students to tutor in a family literacy program open only to students, staff, and their families.
Q: May a school use its administrative cost allowance (ACA) to help cover the costs incurred when employing students in family literacy programs?A: Yes. Schools participating in the campus-based programs are allowed to use their ACA to help offset administrative costs. For example, the ACA can be used to pay for background checks if the state or school district requires them. The ACA could also be used to help pay a professional trainer to train tutors to work in family literacy programs.
Q: May the Job Location and Development (JLD) Program be used to locate or develop jobs for FWS students as tutors in family literacy programs?A: Yes. The JLD Program may be used to locate and develop off-campus jobs for FWS and non-FWS students as tutors in family literacy programs. However, using JLD funds to find jobs only for FWS students would not satisfy the statutory requirement to expand off-campus jobs for currently enrolled students who want jobs, regardless of their financial need.
A: Since July 1, 1999, the Department has authorized a federal share of up to 100 percent of the compensation a FWS student earns while employed as a mathematics tutor for elementary school students (through the ninth grade). The FWS student must perform the work for the school itself; for a federal, state, or local public agency; or for a private nonprofit organization. Check with the appropriate state agency for the minimum grade level for elementary school, since state laws vary in their definitions.
Q: Why did the Department expand the FWS regulations to include this FWS institutional-share waiver for mathematics tutors?A: This waiver is based upon international and national data that show that U.S. school children are not performing at internationally competitive levels in mathematics. Student performance in mathematics declines significantly between fourth and eighth grades, leaving too few students adequately prepared for advanced coursework in high school.
Q: Under the institutional-share waiver, is there any limit on the amount of funds a school can spend from its FWS allocation to pay FWS students employed as mathematics tutors?A: No. A school may spend any portion of its FWS allocation to pay FWS students employed as mathematics tutors, with a federal share of up to 100 percent. However, the school still must use at least 7 percent of its FWS federal allocation for an award year to pay for the federal share of wages to students employed in community service jobs for that year.
Q: May FWS mathematics tutors help elementary through ninth-grade students in areas other than mathematics?A: No. The interaction between tutors and students must be centered on mathematics topics. However, the context in which such tutoring occurs may be broader than a classroom setting. For example, programs designed to help elementary through ninth-grade students think of themselves as prospective college students often include an academic component, such as mathematics. Saturday or after-school programs, based in community settings, often include the use of mathematics in problem-solving challenges. In such cases, the FWS waiver for mathematics tutors may be applied.
Q: Are there any limitations on the FWS institutional-share waiver for mathematics tutors?A: Yes. The waiver applies only to the non-federal share of student wages. Employers are still responsible for the employer's share of Social Security, workers' compensation, retirement, any other welfare or insurance program, and any fringe benefits.
Q: If a school qualifies for the FWS institutional-share waiver for mathematics tutors, may the school still provide a share?A: Yes. A school has the option of continuing to provide a share and determining the amount of that share.
Q: Would a FWS student's wages qualify for a federal share of up to 100 percent if that student performs administrative tasks related to supporting mathematics tutors?A: No. The FWS institutional-share waiver is only for a student employed as a mathematics tutor for elementary through ninth-grade students. However, a school may employ FWS students as administrative support, but the school must pay the institutional share.
Q: May a FWS tutor spend a percentage of his or her time tutoring students in reading and mathematics?A: Yes. If a FWS student wishes, he or she may provide tutoring services in reading, mathematics, or both. However, since tutors will need adequate training in both disciplines, the number of tutoring contact hours will be reduced. To the extent possible, the Department encourages a majority of a tutor's time to be spent working with young students.
Q: Does the job of tutoring in mathematics always satisfy the community service requirement?A: No. Most mathematics tutoring jobs will qualify as part of the 7 percent community service requirement. However, some will not, even though those jobs might qualify for the FWS mathematics tutoring institutional-share waiver. If, for example, a school employed FWS students to tutor in a mathematics program open only to children of students, faculty and staff, such a program would not meet the definition of community service.
Q: May a school use its administrative cost allowance (ACA) to help cover the costs incurred when employing students as mathematics tutors?A: A school that participates in the campus-based programs is allowed to use its ACA to offset administrative costs. For example, the ACA can be used to pay for training costs, such as helping to pay a professional trainer or program coordinator, or for background checks and fingerprinting if required by the state or school district.
Q: Must FWS students employed as tutors in mathematics meet certain statutory or regulatory educational standards or qualifications for purposes of the FWS institutional-share waiver for mathematics tutors?A: No. However, it is very important that such students have strong mathematics skills.
Q: Do the FWS students hired as mathematics tutors need training?A: It is strongly recommended that before tutoring jobs begin, FWS mathematics tutors receive training in both content and pedagogy pertinent to the age group of the children being tutored. Interested higher education faculty, such as those in the College of Education or in the Department of Mathematics, or qualified personnel affiliated with the tutoring sitesuch as teachers or afterschool program coordinators-could provide such training. These suggestions are not meant to be exhaustive.
Q: What kind of ongoing support should be provided to mathematics tutors?A: Regular meetings between tutors and adult coordinators help improve the quality of the tutoring experience. Tutors might raise questions about particular challenges they are facing with particular students. Coordinators might discuss ways to evaluate progress among the young students and/or ways to communicate with parents and teachers.
Q: Do the FWS student's wages qualify for a federal share of up to 100 percent while the student is being trained to be a mathematics tutor?A: Yes, as long as the time spent for this purpose is reasonable. The Department recognizes the value to all concerned when high quality training is provided. For example, the Department would consider a training period that begins before the actual tutoring to be reasonable if it does not exceed approximately 20 hours. Although a school has flexibility in establishing training activities, optimizing tutor contact hours is the goal.
Q: May a FWS mathematics tutor be paid with a federal-share of up to 100 percent for preparation, evaluation, and ongoing support?A: Yes, as long as the time spent for this purpose is reasonable. The Department expects that all work performed will meet FWS Program requirements and that FWS students will be paid for a reasonable amount of time to perform various activities necessary to accomplish their tutoring jobs. For example, the Department would consider weekly evaluation meetings of approximately one hour to be reasonable.
Q: How can a school locate sites to place its FWS mathematics tutors?A: A school can contact local schools, community-based organizations, local religious organizations, and 21st Century Community Learning Centers (CCLCs) as starting points for placing math tutors. This list is not meant to be exhaustive.
Q: Is there a sample contract to use with outside agencies employing FWS students in community service jobs?A: Yes. A model off-campus agreement appears in the Federal Student Aid Handbook as an appendix to Volume 6. The model is for the development of a written agreement between a school and a federal, state, or local public agency, or a private nonprofit organization that employs students participating in the FWS Program. As stated in the model, schools and agencies or organizations may devise additional or substitute paragraphs consistent with the statute and regulations and may add any pertinent information that orients the agreement towards community service.
Q: May the Job Location and Development (JLD) Program be used to locate or develop jobs for FWS students to tutor in mathematics?A: Yes. The JLD Program may be used to locate and develop off-campus jobs for FWS and non-FWS students. However, using JLD funds to find jobs only for FWS students would not satisfy the statutory requirement to expand off-campus employment for currently enrolled students who want jobs, regardless of their financial need.
Q: May a FWS student employed as a mathematics tutor off campus receive pay for the time spent traveling to and from the job?A: Only if it is a community service job. A school is allowed to pay students for a reasonable amount of time spent for travel to and from work that is directly related to employment in community service activities. However, a school will not be able to directly reimburse students for travel expenses such as gas or bus fare. The time spent for travel must be reported on the student's FWS time record in the same way hours actually worked are reported. The time record should separate the time spent in travel from the actual hours worked.
A: There are three ways to have data validated. Two of these are found under the "Validation" link in the left navigation bar on the Web site:
The third way to validate is by selecting the "Submit" link that appears below the "Validation" link in the left navigation bar. (To see the "Submit" link, you cannot currently have selected "Validation." Alternatively, you can click on "Exit Validation" to see the "Submit" button.) Selecting "Submit" will automatically validate your entire FISAP and, unlike "Validate All," will allow you to proceed to submission.
To confirm your submission, go to the "Self-Service" page, select "Acknowledgements," and then "Submission Log."
Q: How do I read edit error messages?A: Each validation edit error message comprises a five-digit code followed by an explanation. Each edit should be either explained or corrected. If you are going to fix the error, then you need to click on the "Fix Error" option, which takes you to the FISAP page where the error occurs. If the error involves more than one field on separate pages, the system will take you to the last page affected by the error. The error message text will describe other fields affected by the error, which you might need to adjust.
If you are going to explain why the edit is not an error, check each edit you want to explain and click "Log" at the bottom of the left side of the screen. This action will display the "Additional Information" screen. Select the edit number from the drop down box and provide your explanation in the "Notes" box. Be sure to include a reasonable, full explanation. (For example, "The information provided is accurate because the prior year data was incorrect. We are submitting a correction for the prior year's FISAP.")
A: For the campus-based programs, a negative balance, or unprocessed deobligation, occurs when the net amount of funds drawn down from G5 for a particular program for a given year exceeds the total expenditures reported on the school's FISAP. The school should take the necessary steps to resolve the unprocessed deobligation so the campus-based account and G5 are reconciled. These steps might include revising the FISAP or adjusting the G5 drawdown amounts or returning money for the award year.
A: Yes. A school participating in any of the campus-based programs is entitled to an administrative cost allowance (ACA) to help offset administrative expenses. Schools may use the ACA to help pay the costs of administering not only the campus-based programs but the Federal Pell Grant Program as well. The ACA may also cover expenses for carrying out the student consumer information services requirements. The ACA is determined by adding the following:
A: A school takes the ACA out of the annual authorizations the school receives for the FSEOG and FWS programs and from the available cash on hand in its Federal Perkins Loan Fund. The ACA is not a separate allocation sent to the school. A school may take its ACA from any combination of the campus-based programs, or it may take the total allowance from only one campus-based program, provided there are sufficient funds in that program. However, a school may not draw any part of its ACA from a campus-based program unless the school has disbursed funds to students from that program during the award year.
A: A school may carry forward into the next award year up to 10 percent of its original plus supplemental awards in FSEOG and FWS. A school may also carry back to the prior award year up to 10 percent of its original plus supplemental awards in both programs. In addition to the 10 percent carry back provision, a school may carry back any additional amount to spend for summer enrollment in FSEOG and for student wages in FWS (earned from May 1 to July 1). A school may carry forward or back only within the same program.
Q: What are the limitations for transferring money between programs?A: A school may transfer up to 25 percent of its original plus supplemental award in FWS to FSEOG or the Federal Perkins Loan Program. FSEOG money can be transferred to FWS. Any amount transferred but not spent must be returned.
A: A merger occurs when two or more eligible schools (schools that have met the criteria set forth by the Secretary in CFR 34 Part 600.20) merge to become one entity, and the surviving school, or parent school, retains its OPEID Number. When a merger has been completed, the surviving school will request campus-based funds for itself and all its eligible (non-separate) locations. The school that has been merged will no longer be able to apply separately for campus-based funds.
A merger of FISAPs can also occur without merging the schools. To request funds on the same FISAP, separately eligible schools must be able to show common ownership.
Q: When should I notify the Campus-Based Systems and Operations Division of my school's merger?A: As soon as possible. Although campus-based FISAPs cannot be merged until the School Participation Team has approved the process, early notification may help smooth your school's transition. Mergers of FISAPs from commonly owned schools can occur anytime without the School Participation Team's approval.
Q: When should I combine my school's FISAPs?A: FISAP data should not be merged until the School Participation Team has approved your school's merger. Once you have notified a campus-based specialist of your school's merger, that individual will provide ongoing assistance until the merger has been approved; your school's FISAP application sections can then be combined. Note: Schools that are Title III/V eligible should file separately from schools that are not. Otherwise, Title III/V-eligible schools will not be able to receive the Title III/V waiver.
Q: How can I split a FISAP so that multiple schools now applying under one FISAP can begin receiving separate campus-based awards?A: Separately eligible schools or schools that will soon be separately eligible, and which are applying for and receiving campus-based funds under another school's FISAP, can apply for campus-based funds by submitting their own FISAP applications. The FISAP Part I and Part II data should be split on the FISAP applications so that only the data relevant to the school applying is shown in Part I and Part II.
Q: In the Campus-Based Systems and Operations Division, who should I notify of my schools' merger?A: You should contact the Campus-Based Call Center at 1-877-801-7168.
A: The institution will comply with all provisions of Section 448 of the Higher Education Act of 1965, as amended (HEA), and the applicable program regulations, and makes the following assurances:
A: A school must submit a completed Institutional Application and Agreement for Participation in the Work Colleges Program to the Department electronically via the eCB Web site. To access the application on the eCB Web site, log in to the Web site (https://cbfisap.ed.gov), click on "Setup" at the top right side of the screen, and then click on "Work Colleges Application."
In addition to electronically submitting its application, a school must submit to the Department a completed and signed paper application. (The school can simply print the application it completes on the eCB Web site.) To print the application, click on "Print Friendly Version" on the right side of the screen and then "File" and "Print" on the top menu bar.
The application may be hand-delivered to
Mail to: The address listed above for hand-delivery. However, please use zip code 20202-5453.
Q: When is the Work Colleges application due?The deadline for electronic submission of the 2010-2011 application is before midnight (ET) on March 12, 2010.
Q: Do I have to report Work Colleges expenditures?A: The 2008-2009 Work Colleges Program Report can be found in the "Setup" section of the FISAP on the Web after August 1, 2009. The report must be completed, signed, and returned with a postmark date no later than October 1, 2009.
A: You do not need to apply for the non-matching waiver if your school is qualified to receive it. To be qualified for a FWS and FSEOG non-matching waiver, your school must be designated as a Title III/V-eligible school for the school year to which the waiver applies. You can apply for this status through the Office of Postsecondary Education's office of Institutional Development and Undergraduate Education Service (IDUES). The Web site address is http://www.ed.gov/about/offices/list/ope/idues/index.html. This site also includes an electronic application process.
Q: How do I know if my school is qualified for a non-matching waiver?A: If you are unsure of your school's Title III/V status, contact
A: Each June, the Campus-Based Systems and Operations Division receives a list of Title III/V- eligible schools. The Division loads these schools into the electronic campus-based system and generates letters informing these schools they do not have to match the Federal FWS and FSEOG funds the schools have received. The letter is posted to the "Self-Service" area of the FISAP on the Web in June and applies to the school year starting in July.
Q: Can my school still provide matching funds if it is approved for the non-matching waiver?A: Yes, although your school is not required to do so.
A: In accordance with HEA sections 413D(d)(2), 442(d)(2) and 462(i)(4), if a school returns more than 10 percent of its Federal Perkins Loan, FWS, or FSEOG allocation for an award year, the allocation for the next fiscal year for that program will be reduced by the dollar amount returned. The law also provides that the Secretary may waive this requirement if its enforcement would be contrary to the interest of the affected campus-based program. Your school must apply for such a waiver.
Your expended amount from the FISAP is used to calculate the unexpended percentage of funds. The unexpended percent = (Highest award amount expended amount)/(Highest award amount) x 100 percent. If this unexpended percent is greater than 10 percent, you will receive a penalty next year unless a waiver has been approved. Funds returned during reallocation do not affect the underuse penalty calculation.
Q: How do I apply for an underuse waiver and when is the application due?A: Use Part II, Section C and the "Additional Information" screen of the FISAP on the Web. Such requests must be received by February 12, 2010.
Q: When will I be notified of my waiver approval or denial?A: The Department will notify schools by mid-March each year.
A. Schools that participate in the Federal Perkins Loan Program are reimbursed for loans they cancel due to full-time borrower employment in certain public service fields, such as teaching in a designated low-income school or teaching in certain subject matter areas where there are teacher shortages. Cancellations are also given for military service, volunteer service, law enforcement and corrections officer service, child/family/early intervention service, and nurse/medical technician service.
Q: Where do I find a list of schools eligible for Perkins Loan service (teacher) cancellation?A: You can find the list of low-income schools eligible for Perkins (and Stafford) Loan cancellation at http://www.studentaid.ed.gov/PORTALSWebApp/students/english/cancelperk.jsp?tab=repaying. Click on "Low-Income School Search." If you are a school or a borrower looking only for a specific listing, type the school name, county or school district, and then select the state from the dropdown option. If you would like the entire file, click on either the "Tab-Delimited Version" or "Excel Version" option and save the file.
Q: How was the service (teacher) cancellation payment determined?A: The service cancellation payment was calculated using FISAP Part III, Section A data. The cumulative service cancellation amounts of loan principle and interest from the FISAP minus the cumulative service cancellation reimbursement amount to date represents what the Department has left to reimburse the school.
Q: Where and when was the service cancellation payment made?A: Service cancellation payments are direct-deposited into the bank account you have set up in G5 to receive such payments. Service cancellation payments are sent to schools each year in June.
Q: How am I notified of the service cancellation payment?A: The Department notifies your financial aid administrator by e-mail that payment has been made to your school's bank account for service (teacher) cancellation reimbursement. You will be able to view and print your service cancellation payment letter and worksheet at https://cbfisap.ed.gov. Select the "Self-Service" link from the top navigation bar on the main menu and go to the "Campus-Based Notifications" section.
Q: What do I do with this service cancellation payment?A: There are two categories of reimbursement. The first category represents your school's portion of principal and interest canceled on Perkins Loans made before July 1, 1972 under Section 208 of the Higher Education Act of 1965, as amended, based on the cumulative information you provided in Part III, Section A, Field 35 of your Fiscal Operations Report, including any adjustments to prior year reports. That portion of the reimbursement belongs to your school and may be used in any way desired. If you choose to deposit it into your Loan Fund, report the amount as additional Institutional Capital Contribution in Field 29.3, not as a service/teacher cancellation reimbursement. The second category represents reimbursement of both the federal and institutional portions of principal and interest canceled on loans made on or after July 1, 1972 under Section 465 of the Higher Education Act of 1965, as amended, as shown in Part III, Section A, fields 36 through 52 of your Fiscal Operations Report, including any adjustments to prior year reports. This portion of the reimbursement must be deposited into the Perkins Loan Fund account and must be included in Part III, Section A, Field 33 of your Fiscal Operations Report. This amount should not be considered as an increase to your Federal Capital Contribution.
Q: Which student loans were cancelled?A: The campus-based electronic system does not collect student loan data by student. The service cancellations shown on the FISAP are summaries by school of Perkins Loan principal and interest cancelled cumulatively since the school entered the Perkins program. Your loan servicer should be able to provide student-level detail about which loans were cancelled.
Q: How do I return the service (teacher) cancellation payment to the Department if these funds are not needed to make new loans?A: Service (teacher) cancellation payments can be returned through the G5 electronic refund process or through the G5 lockbox mail center. Place the award number (P037Yxxxxxx) on the refund documentation returned with the check so the money will be credited to the appropriate service cancellation award.
A: The Reallocation Form, which is used to return unused prior year award funds and to apply for a FWS supplemental award, is available by August 1 of each year. The Reallocation Form is due to the Department around mid-August each year. This year, the form is due on August 21, 2009. Supplemental FSEOG and Perkins FCC awards are calculated automatically for schools that meet the criteria below and have request amounts that were not met or that exceeded their initial awards. Schools must submit a FWS request figure on the Reallocation Form to receive supplemental FWS funds, as this additional funding must be spent entirely on community service compensation.
Q: How do I find my Reallocation Form?A: The form can be found at https://cbfisap.ed.gov. It is accessible through the "Setup" option on the top navigation bar. The instructions for printing the form are there.
Q: What are the qualifications for receiving and using supplemental awards?A: The criteria for the distribution of supplemental campus-based funds have been established in accordance with the authority contained in the Higher Education Act of 1965, as amended, sections 462 (i), 442 (d), and 413D (d). In addition, a minimum supplemental allocation of $1,000 has been set for each program. Therefore, if you find your school meets one or more of the conditions below and you are not receiving a supplemental allocation for that program, the calculated amount was less than $1,000 for your school.
However, Section 10702 of the Consolidated Security, Disaster Assistance, and Continuing Appropriations Act, 2009 (P.L. 110-329) provides the Secretary with specific reallocation authority for the Federal Supplemental Educational Opportunity Grant (FSEOG) Program and the Federal Work-Study (FWS) Program. This authority applies only to institutions located in a county (or parish) that was designated by the Federal Emergency Management Agency (FEMA) for "disaster assistance for individuals and households" as a result of a major 2008 natural disaster (e.g., hurricane, flood) declared by the President.
Under P.L. 110-329 any FSEOG and FWS funds released by institutions from the 2008-2009 award year will be reallocated for the 2009-2010 award year to only qualifying institutions.
The supplemental Federal Perkins Loan funds will not be awarded for the 2009-2010 award year because there were no new Federal Perkins Loan funds appropriated for this award year.
The supplemental FSEOG funds will be given to institutions located in a county (or parish) that was designated by the Federal Emergency Management Agency (FEMA) for "disaster assistance for individuals and households" as a result of a major 2008 natural disaster (e.g., hurricane, flood) declared by the President.
The supplemental FWS funds will be given to institutions located in a county (or parish) that was designated by the Federal Emergency Management Agency (FEMA) for "disaster assistance" for individuals and households" as a result of a major 2008 natural disaster (e.g., hurricane, flood) declared by the President.
Q: Are other campus-based funds available throughout the year?A: Beyond the initial awards made in March and these supplemental awards made in September, there are no additional campus-based funds. Any requests for further campus-based funding cannot be fulfilled.
A: For FSEOG, the award decrease is equal to your current FSEOG award authorization amount minus the expended FSEOG authorization amount from Part IV, Field 17 of your FISAP. Your final FSEOG award amount will be equal to your expended FSEOG authorization amount (Field 17).
For FWS, the award decrease is equal to your current FWS award authorization amount minus the expended FWS authorization amount from Part V, Field 18 of your FISAP. Your final FWS award amount will be equal to your expended FWS authorization amount (Field 18).
If your school does not submit a FISAP showing expenditures, then your authorizations will be reduced to zero for that school year.
Q: What if my FISAP expenditure report was incorrect and I need to adjust the FISAP report and have funds reinstated?A: You can correct the FISAP through the FISAP on the Web. You will also need to contact the Department and state you need your award amount(s) in G5 adjusted based on the FISAP expenditure change you submitted. You may call the Campus-Based Call Center at 1-877-801-7168 to have your FISAP expenditure report adjusted, to reinstate part or all of your award, or to receive answers to any questions regarding the closeout process.